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Professional Biography |
Bill has been a litigator and trial lawyer
at numerous firms throughout his career, first at Sullivan
& Cromwell, and then at Rogers & Wells, where he
was a Senior Partner. In recent years, he has continued
his litigation practice in federal and state courts and
has handled complex commercial litigations and arbitrations,
and individual matters.
Bill is also a prolific lecturer, on both
legal and nonlegal topics, both at law schools and universities
and otherwise. He has also testified before the American
Bar Association and the New
York State Senate on numerous issues.
In addition to his practice as a lawyer, Bill has had a
rich history of involvement in both politics and in the
community. Bill has been honored by appointment to policy-making
positions by two Presidents, two Governors, and the County
Executive. Bill's talents and wide-ranging interests were
recognized not only in his service in the United States
Office of Economic Opportunity under Sargent Shriver (where
he administered Legal Services Programs for the poor in
New England, New York, New Jersey and Puerto Rico), but
also by President Jimmy Carter, who appointed him to his
Task Force on Criminal Justice, by Governor Hugh Carey,
who named Bill to his Task Force on Elementary and Secondary
Education, where Bill chaired a subcommittee, and by County
Executive Andrew Spano, who appointed Bill to his Task Force
on Land Use and Planning. Bill's deep and consistent dedication
to parks, and to preserving green space and historic sites
was recognized by Governor Mario Cuomo, who appointed him
in 1984 to the Taconic State Parks, Recreation and Historic
Preservation Commission (Westchester, Putnam, Dutchess and
Columbia Counties), and he rose to become its Chair from
1988-1996, and earned special praise for his efforts. In
2004 he again became a Taconic Region Commissioner. County
Executive Spano appointed Bill to Westchester's Parks, Recreation
and Conservation Board, where he was elected, and now serves,
as its Chair. He was a member of Greenburgh's Recreation
Commission from 1976-1984. Earlier, he obtained the first
grass sitting park in New York history, Cobble Hill Park,
by successfully leading a petition drive against developers
and by battling city bureaucracy. Many other groups have
called on Bill leadership qualities. In Westchester, he
has chaired a Crime Victims Assistance Agency, and groups
seeking employment for the poor and for ex-offenders.
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Significant Matters and Cases: |
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Major Cases in Co-op Law; Judge's Decision Denying
Recusal Upheld; Denial of Intervention After Party Obtained
Dismissal From Action; Imposition of Sanctions for Frivolous
Litigation. Bill represented Anne Owen, the owner
of a New York City Co-op penthouse, in four actions by a
disgruntled owner on the floor below who claimed that inadequate
Co-op waterproofing action, and water infiltration from
Owen's plants and planters, had caused extensive damage
to her apartment. After a trial lasting weeks (Altman, J.),
the jury unanimously rendered a verdict in favor of Bill's
client and the co-op and against the disgruntled owner (Leventritt).
In Leventritt
v. Eckstein, Owen, 520 East 86th Street, Inc. et al.,
206 A.D.2d 313, 615 N.Y.S.2d 2 (1st Dep't 1994), four years
after the trial judge disclosed a social relationship with
a member at the Co-op's law firm, Leventritt moved to recuse
the Trial Judge (Altman, J.) from the case. And two years
after successfully obtaining dismissal as a party defendant
in an action between Owen and the Co-op, Leventritt moved
to a second judge to intervene and attend all conferences
in that action. Both motions were denied, as Bill urged,
and the appellate court affirmed the denial.
Ultimately, as Bill urged, the trial court also imposed
monetary sanctions of $10,000 each on Leventritt and her
counsel for commencing “the underlying vexatious litigation
seeking recusal and intervention”. The appellate court upheld
these sanctions as “appropriate in light of the repeated
pattern of frivolous conduct within the meaning in NYCRR
130-1.1,” but directed that they be paid not to defense
counsel, but to the Lawyer's Fund for Client Protection
of the State of New York and to the Clerk of the Court for
transmittal to the State Commission of Taxation and Finance.
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New Ground Broken in Village Election and Referendum
Law; Citizen Petitioners Obtain Their Choice of Referendum
Date, and Village Elections Moved to November.
Bill made a significant contribution to Election Law and
Village Law in New York State in Matter
of Broda v. Monahan, 309 A.D.2d 959, 767 N.Y.S. 2d 111
(2d Dep't 2003). New York's Village law provides for village
elections in March, unless the date is changed by a local
referendum. Petitioners in Ardsley and Dobbs Ferry sought
to move the date of their village elections to the General
Election day in November, and they gathered enough signatures
to hold a referendum vote on this on the General Election
day, November 4, 2003, the date specified in the petition.
The Village Boards did not cooperate, forcing the petitioners
to sue to have the referenda held in November. Bill handled
the cases for both sets of petitioners. Supreme Court, Westchester
County held that both sets of petitions had adequate signatures
– twice the normal number – to name the date for each referendum,
rather than have the date for the referendum set by the
Village Board. It also agreed with Bill that the petitions
had been submitted in accordance with Village Law §9-912
on procedures for citizen-initiated petitions to be considered
by a vote of qualified Village voters. But it held that
Municipal Home Rule Law §24 required the petitions
to be submitted at least 45 days before the referendum date
named, and found that the Ardsley petition had been, and
that referendum should proceed, but the Dobbs Ferry petition
had not. The Ardsley Trustees did not appeal. Thus, Bill
succeeded in having the Ardsley referendum held on November
4, 2003, and Ardsley voted to move its village elections
to November.
The Dobbs Ferry petitioner appealed, and the reviewing
court held, as Bill urged, that Municipal Home Rule §
24 was not applicable, but it set forth another technicality
which it said barred the referendum. Even though the Dobbs
Ferry petitioners ultimately did not prevail in the courts,
the Dobbs Ferry Trustees, concerned about the effect of
denying and frustrating the citizen petition altogether,
agreed to hold a referendum at the Village election time
in March, 2004; it passed, and Dobbs Ferry's Village elections
are now in November.
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In Case Involving Cancer Claims, Deposition Allowed
of Company President Who Knew Company's Drug Was Withdrawn
From Use. In Holman
v. ICN Pharmaceuticals, Inc., 98 Civ. 0674, U.S. Dist,
Lexis, 20017 (S.D.N.Y. 1999), a product liability action,
Bill again overcame an attempt to foreclose discovery and
expanded its scope. Bill represented a plaintiff with squamous
cell carcinoma in his eye who for many years had used Trisoralen,
an ICN drug he took for its stated purpose of avoiding sunburn.
He claimed that Trisoralen, which had no cancer warning
on its package or instructions, had caused the cancer and
that his eye had to be operated on to remove the tumor,
resulting in blindness.
In 1997 ICN made a worldwide recall of Trisoralen and kept
if off the market. ICN attempted to shield its President
from a deposition, asserting that he had no personal knowledge
of the decisions to withdraw and not reinstate Trisoralen,
but was only told of them by others. The Court rejected
ICN's position and held, among other things, that under
liberal discovery rules even knowledge based on “what he
was told by others” made him subject to deposition.
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1980 Lake Placid Winter Olympics Case; Participating
Nations Must Abide By Rules By Rules Set By International
Olympic Committee. Bill received international
coverage when he argued and won a case involving the 1980
Winter Olympics, Liang
Ren-Guey v. Lake Placid 1980 Olympic Games, Inc., 49
N.Y.2d 771, 403 N.E.2d 178, 426 N.Y.S. 2d 473 (1980). Bill
represented the International Olympic Committee (“IOC”),
which sets rules for the Olympic games (the “Games”), and
the interest of its local surrogate operating the games,
the Lake Placid Committee. Plaintiff was a Taiwanese athlete
who sought an injunction staying the Games unless the IOC
and the Lake Placid Committee allowed him, and other athletes
representing Taiwan, to use the name “Republic of China”
and its flag and emblem, and the anthem written by Sun Yat-Sen
which was used in mainland China before the Communists controlled
it.
The People's Republic of China was participating in the
Olympic Games after an absence of over twenty years, and
in October 1979, after the United States withdrew diplomatic
recognition from Taiwan, the IOC's Executive Board had adopted
a resolution allowing People's Republic Olympic Committee
to use the name, “China” and Red China's official flag,
anthem and emblem, and requiring the Republic of China,
if it wished to participate, to take the name of Taiwan,
and to submit alternatives for the flag, anthem and emblem
it would use.
The Supreme Court of Essex County, New York, where Lake
Placid is located, granted a preliminary injunction barring
the People's Republic from using the name, flag, anthem,
and emblem reserved for it by the IOC. Bill briefed and
argued the case on an expedited basis to the Appellate Division
in Albany, and was successful in obtaining a complete and
unanimous reversal, 72
A.D.2d 439 (3d Dep't 1980). The motion for a preliminary
injunction was denied and the complaint was dismissed, reinstating
the IOC's rulings as a basis for Taiwanese participation.
The court held that under the Olympic Charter, which the
United States had deferred to for the Olympic Games, the
Games are governed by the IOC, and the rules it set for
the Games, including those about flags, emblems, names and
anthems, must be followed during the Games. The court noted
that the Taiwanese athletes could exercise their right to
free speech, and sing and say whatever they wished in the
village of Lake Placid , but while participating in the
Olympic Games they were under the jurisdiction of the IOC.
It also held that the recognition of foreign governments
was a “political question” in the province of the President,
and courts had no power to review it. The Appellate Court
also allowed the United States Attorney General to file
a statement of interest of the United States.
The Court of Appeals, to which Bill argued, unanimously
affirmed the Appellate Division, noted our government's
interest in supporting the IOC's petition, and said it would
not interfere in a “dispute which has at its core, the international
‘two-Chinas' problem”.
The progress and holdings of this case, on the eve of the
Olympic Games where the United States Hockey Team won its
gold medal, were reported, with sketches, in the national
and international news media virtually daily.
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Contract, Fraud and Securities Case Remanded to
State Court After Improper Removal to Federal Court.
Bill addressed another significant jurisdictional issue
in Milton
R. Barrie Co., Inc. v. Levine and Morroni, 390 F. Supp.
475 (S.D.N.Y. 1975). Bill represented Barrie – the purchaser
of Amberlite Plastics Corp. Barrie sued the sellers in New
York State Court, alleging that they had induced the purchase
by fraud, and had breached certain contractual warranties.
Barrie then amended its complaint to allege that the material
misrepresentations violated § 12(2) of the Securities
Act of 1933.
The sellers removed the action to Federal Court on the
basis of diversity of citizenship between them and Barrie,
and Barrie through Bill successfully moved to remand the
case to State Court. The Court (Knapp, J.) noted that §22(a)
of the Securities Act of 1933 prohibited removal of any
case “arising under” the Securities Act which had been brought
in a State Court of competent jurisdiction, as Bill had
done here. This was an express “Act of Congress” exception
to 28 U.S.C.S. §1441(a), the diversity removal statute.
The Court agreed with Bill's arguments in every respect:
that that claim did ‘arise under” the Securities
Act, that it alone would not be removable, and
that all those causes of action “derived from
a single transaction – the sale of Amberlite” – and the
common law claims (fraud, breach of contract) were not “separate
and independent” claims; and
that the Securities Act claim was not so “baseless”
or “farfetched” as to constitute a fraud on the Federal
court's jurisdiction.
The Court then adopted Bill's position and remanded the
matter to State Court.
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Default Judgment In Bankruptcy Proceeding Set Aside,
Answer of Actress Allowed. In a case where Bill
represented the actress Zsa Zsa Gabor, Oliner
v. McBride's Industries, Inc. et al., 102 F.R.D. 561,
39 Fed. R. Serv. 2d (Callaghan) 1280 (S.D.N.Y. 1984), Bill
successfully set aside a default judgment and obtained the
right for Ms. Gabor to file an answer. An action in bankruptcy
had proceeded since 1972, alleging a conspiracy, and in
Spring, 1983, a default had been entered against Zsa Zsa,
and her answer stricken. The court (Tenney, J.), held, as
Bill argued, that she had shown “good cause” for setting
aside the default, that there was no “evidence of willful
default” nor “substantial prejudice resulting from the default”,
or that Zsa Zsa “lacks a meritorious defense”.
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Jurisdiction over Out-of-State Corporation; Single
Visit to New York to Sign Loan Commitment Held Sufficient.
Schwartz,
et al. v. Wamsley Development, Inc., 1983 U.S. District
Lexis 17877 (S.D.N.Y. 1983), was another seminal case in
which Bill helped to define and expand the conditions making
out-of-staters subject to the jurisdiction of New York's
courts. Bill represented two New York brokers who sued Wamsley,
a South Carolina corporation, for $72,000 in commissions
for obtaining a construction loan from a Louisiana lender.
Wamsley moved to dismiss the action for lack of personal
jurisdiction, or alternatively to transfer it to South Carolina.
Wamsley did not maintain an office or even a telephone
in New York. Aside from exchanging telephone calls and letters
with plaintiffs, Wamsley's only contact with New York was
a meeting in New York City on the loan commitment, which
Wamsley reviewed but did not sign. Plaintiffs represented
that the meeting lasted two hours, involved substantial
discussions and negotiations by Wamsley, and that Wamsley
had agreed to the major terms of the loan. Wamsley asserted
it found the loan terms unsatisfactory, did not engage in
substantial discussions or negotiations, and later submitted
a counterproposal. The Court (Conner, D.J.), agreeing with
Bill, held that the presence and participation of Wamsley
in the meeting was not a “casual visit” but was “purposeful
activity” which was “intended to further the transaction
at issue”, and constituted the “transaction of business”
in New York , making Wamsley subject to personal jurisdiction
here. Wamsley's activity met the “minimum contacts” Constitutional
requirement for due process.
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Negligence, Medical Malpractice and Legal Malpractice
All In One Case; Florida Law, Not New York Law, Applied
To Shipboard Injury; Comparative Negligence Precludes Summary
Judgment. In a complex case involving the areas
of negligence, medical malpractice and legal malpractice,
Van
Buren v. Worby Borowick Groner, L.L.P., 9 A.D.3d 276,
779 N.Y.S.2d 484 (1st Dep't 2004), Bill obtained a denial
of defendant's summary judgment motion, and on appeal Bill's
victory was affirmed unanimously.
Bill represented a left-handed CPA who had slipped and
fallen on a wet metal cruise ship deck in a light, misty
rain, and fractured his left wrist, after he was invited
to play basketball by a member of the crew and a sports
celebrity working for the cruise line. There were no warning
signs, verbal warnings, or other protective measures. Van
Buren was taken to the ship's doctor, who gave him painkillers
and twisted the wrist, but did not x-ray or reduce or set
the wrist properly, and did not place it in a hard cast.
In spite of the complex nature of the fracture, Van Buren
was not taken to a hospital in St. Maarten, West Indies
, where the ship was docked and the facilities were superior.
The wrist had to be “re-broken” and “re-reduced” when Van
Buren reached New York City four days later, and a full
set of x-rays revealed a complex displaced comminuted fracture,
for which proper x-raying, setting and hard cast are critical.
Van Buren claimed he never regained proper use of his wrist,
and it grew progressively less functional, affecting his
business and his life. Four months later, he retained the
defendant law firm to handle the matter. However, the firm
never commenced an action, and became aware well after a
year from the accident that the applicable Statute of Limitations,
set forth in the passenger's ticket and in statute, was
only one year for shipboard accidents.
Van Buren retained Bill to sue the firm for legal malpractice.
New York law provides that the plaintiff in such an action
must show that if the original action had been brought timely,
it would have been successful. Thus, the action involved
the issues of negligence and medical malpractice aboard
ship, as well as legal malpractice of the law firm. The
defendant law firm's motion for summary judgment was denied
(Shafer, J.), and the lower court held that the defendant
law firm had missed the applicable statute of limitations.
On appeal, the Appellate Division unanimously affirmed the
denial.
The firm argued that Van Buren had assumed the risk of
an accident by playing basketball and thus his claim would
have been barred, but Bill proved that the cruise ticket
specified that Florida law applied, and the law firm finally
conceded this after initially contending that New York law
applied. Carefully analyzing Florida cases, Bill showed,
and the Court held, that under Florida law “assumption of
risk is not a complete defense to actions involving sports
injuries unless the risk is inherent in the sport itself”,
and that “a fall on a basketball court caused by slickness
from mist or rain is not a risk inherent in basketball,
and a Florida Court would therefore have apportioned fault
between plaintiff and the ship on the basis of comparative
negligence”. The Court also agreed with Bill that there
were issues of fact concerning whether Van Buren's “injury
was treated by the ship's doctor in accordance with the
standard of practice accepted in the community . . . exacerbated
by the lack of treatment during the four days after the
accident . . . and could have been treated onshore in [St.
Maarten or elsewhere before New York].” Thus, summary judgment
was precluded for defendant on the medical malpractice issue.
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Extension of Long-Arm Jurisdiction Over Out-of-State
Defendant: Visits to New York and Mailing Ring to and From
New York Sufficient. Harry
Winston, Inc. v. Waldfogel, 292 F. Supp. 473 (S.D.N.Y.
1968) (Motley, U.S.D.J.) was a landmark case of Bill's upholding
personal jurisdiction in New York over an out-of-state defendant.
It is cited frequently in leading texts on long-arm jurisdiction.
Bill represented the famous jeweler Harry Winston, Inc.
(“Winston”), which had delivered a 14.37 carat diamond ring
with a purchase price of $53,500 to Waldfogel, a Massachusetts
resident. Waldfogel kept the ring for seven months and then
returned it, claiming he did not owe the purchase price.
Winston sued in Federal Court, New York for the purchase
price of the ring, and Waldfogel moved to dismiss the action
for want of personal jurisdiction, or to change the trial
venue to Massachusetts .
Bill successfully defeated the motion and kept the suit
in New York. Waldfogel had visited Winston in 1964 and took
a diamond ring for his wife “on memorandum”, which is essentially
“on approval”, but then returned it soon after, having found
a preferable ring elsewhere. In 1967 Waldfogel returned
to Winston and left with a 13.39 carat diamond ring, then
returned it for sizing, and a few days after getting it
back he telephoned to say his wife wanted a “better-shaped”
ring. Winston then, in July 1967, mailed him a 14.37 carat,
pear-shaped diamond ring “on memorandum”. About a month
later, Waldfogel brought both rings to New York City , returned
the 13.39 carat ring, and took the 14.37 carat ring back
with him to Massachusetts and kept it until March 1968.
From September 1967, Winston had sent to Waldfogel monthly
invoices for $53,500, a letter of thanks for the purchase,
and an insurance appraisal of the ring, and had made telephone
calls to Waldfogel seeking payment. Waldfogel had not responded
negatively to these, but denied in court that he had agreed
to purchase the ring or to the price. The federal court,
applying state law, held that Waldfogel's two New York City
visits to Winston in summer 1967 involving the 14.37 carat
ring, and Winston mailing it to Waldfogel, and the later
mailings, were part of Waldfogel's “common purpose” to buy
a ring for his wife, and tied them “into a single transaction”
constituting the “transaction of business” within New York
State, entitling its courts to jurisdiction under New York's
Civil Practice Law and Rules § 302(1).
The Court then accepted for jurisdiction purposes Bill's
showing that a contract had been made, noting that Waldfogel's
holding the ring for six months after notice that Winston
regarded it as sold constituted an acceptance under Uniform
Commercial Code §2-206, because Waldfogel had failed
to make an effective rejection. Analyzing many cases, the
Court agreed with Bill that Waldfogel's two visits to New
York City about the 14.37 carat ring were “purposeful acts
performed by [defendant] in this State in relation to the
contract, albeit preliminary or subsequent to its execution”,
and this satisfied the case law requirements of New York's
Court of Appeals. Bill also succeeded in having the federal
court deny defendant's motion for a change of venue to Massachusetts
; the case stayed in New York.
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Professional and Community Involvement: |
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Who's
Who in the World |
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Who's
Who in America |
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Who's
Who in American Law |
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Chair, Westchester County’s Citizen’s
Task Force on Deer Management and Forest Regeneration (Task
Force of the Westchester
County Department of Parks, Recreation and Conservation) |
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Chair, Westchester
County Parks Board |
Journals and Publications: |
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New York Law Forum |
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Education: |
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Admitted to Practice:
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New York, 1962
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United States District
Court, Southern District of New York, 1962 |
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United States District
Court, Eastern District of New York, 1962
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United States Court
of Appeals, Second Circuit, 1962 |
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United States Supreme
Court, 1966 |
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Military Service |
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U. S. Navy, Communications
Officer; stationed in New York City and London, 1956-1958
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U. S. Navy, Active Reserve
Duty, Mobilization Distribution Team 3-1. Brooklyn; held rank
of Lieutenant Commander, USNR |
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